China’s mass surveillance technology

Have you heard how the Chinese government used drones when they were first trying to limit the spread of the coronavirus?   

One video shows a man working in Wuhan without a mask, when suddenly a voice from the sky says “Why did you come outside without wearing a mask?”  The man seems confused and looks around to locate the voice.  When he spots the drone, he smirks a little.  “Don’t laugh,” the drone says sternly.  “Now get on your cart and go home immediately.  Don’t come outside if not necessary.”  The man looks at the drone again, and starts to drive his cart away, but apparently not quickly enough.  “What are you looking at?” asks the drone operator.  “Go home now.”  Which the man does.

According to a CNN piece a few weeks ago, a variety of mass surveillance techniques have been used in the first few months of trying to stop coronavirus, and “China’s top prosecutor issued a notice warning that anyone… who refuses to accept quarantine or treatment, will be ‘severely punished.’”   

Now I must admit that when it comes to trying to prevent a worldwide pandemic, there’s an argument to be made for doing whatever it takes.  But if I heard voices from the sky telling me what to do, I’d either see a psychiatrist or join the resistance.

My recent post on the social credit system mentioned a few of the ways technology is being used for mass surveillance, but those were only the tip of the iceberg.  Throughout China, there seem to be cameras everywhere.  According to a Comparitech study of the relative number of CCTV cameras in 120 cities around the world:  “Eight out of the top 10 most-surveilled cities are in China.”  (The other two are London and Atlanta).  And it’s only getting worse.  The same study reports that “By 2022, China is projected to have one public CCTV camera for every two people.”

In some cases, these systems are being used to fight crime.  For example, some individuals violate customs laws by illegally buying tax free goods in Hong Kong and then reselling them in mainland China.  This got a lot harder when facial recognition systems were installed at several border check points to compare travelers’ appearances against a database of faces and travel information.  That system now informs custom officials whenever a suspected illegal trader has been flagged.

Can this type of technology be applied when an individual is walking around in a crowd?  You betcha.  Some police in China have been given smart sunglasses that allow them to snap a quick photo of anyone they see, and then instantly compare each face to a database.  In one demonstration of this technology, police in a crowded high speed rail station used this systems to capture suspects accused of crimes ranging from hit and run accidents to human trafficking.

Of course, the basics of facial recognition are not exactly cutting edge technology.  If you use an iPhone, you may have unlocked it this morning by showing your face.  But in China, “Facial recognition… has become a normal part of many people’s lives, used in subways, office buildings, schools and even safari parks to check season-ticket holders.”  Another article provided additional examples, including “a KFC outlet in Hangzhou, China, has rolled out a ‘Smile to Pay’ system [and] universities use it to screen staff and students.” 

There are even facial recognition systems outside some restrooms to prevent people from wasting toilet paper.  Step in front of a camera for 3 seconds, and you will be rewarded with 28 inches of toilet paper on your way in.  But if you need more, you are going to have to wait 9 minutes, because the system knows who you are, and 28 inches is all you’re getting.  (To see how people reacted, watch this video.)    

Facial recognition technology has even been applied in classrooms.  According to a 2018 government press release, a Hangzhou classroom installed “a facial recognition camera that scans the classroom every 30 seconds [and]… records the facial expressions of the students and logs whether they look happy, upset, angry, fearful or disgusted.”  Not to mention whether they are paying attention.

However, this classroom experiment was greeted with a wave of bad publicity.  The negative reaction to this system was too much even for China.  Last September the Ministry of Education issued guidance recommending that in the future “schools seek the opinions of parents, students and teachers before introducing technology.”

So if you are working for a startup that hopes to develop mass surveillance technology for China, keep this in mind:  toilets may be OK, but classrooms are off limits.

Note that as this is written, none of the systems described have been installed throughout the entire country from border to border.  And there is no nationwide big data analysis in progress to integrate all the data from independent computer systems, so that the government can track everywhere you go and everything you’ve done.  So if you are a known toilet paper waster in Beijing, you can probably get away with more waste in Shanghai.

But that doesn’t mean the Chinese aren’t working on combining data from multiple sources.  The New York Times reported one experiment on combining mobile phone and CCTV camera data to increase accuracy at “a dingy apartment complex in Zhengzhou… which hosts cheap hotels and fly-by-night businesses.”  They compared facial data with phone location and “if a face and a phone appeared at the same place and time, the system grew more confident they belonged to the same person.”  Within four days, the system had matched 3,000 phones with their owners’ faces.

So the systems of the future may be far more accurate and complete.  But even with just today’s technology, some mass surveillance systems have been quite effective in helping to suppress dissidents.  Some of China’s most advanced and intrusive mass surveillance systems are being deployed in Xinjiang, a vast territory of mountains and deserts on China’s western border.  The area is home to many ethnic minorities, including about 11 million Muslim Uighurs. 

The Uighur minority has been subjected to a wide variety of harsh policies which will be described in my next post, with the goal of forcing them to abandon traditional Muslim practices and embrace Chinese identity and nationalism. 

Here’s just one example:  A few years ago, mobile phone users in the capital of Xinjiang received a message from the government requiring them to install the “Jing Wang” app on their mobile phones.  The notice came complete with a QR code to simplify downloading the app, and an explanation that the app would “automatically detect terrorist and illegal religious videos, images, e-books and electronic documents.”

One article describing this included a photo of police checking phones with this caption:  “Authorities from Xinjiang are checking to make sure that people are using the official Jing Wang application… If they are caught at a checkpoint and their devices do not have the software, they could be detained for 10 days.”

And if that’s not invasive enough, according to a NY Times opinion piece, “All communication software is banned except WeChat, which grants the police access to users’ calls, texts and other shared content.” 

As an excellent New York Times overview noted:  “By themselves, none of China’s new techniques are beyond the capabilities of the United States or other countries. But together, they could propel China’s spying to a new level, helping its cameras and software become smarter and more sophisticated.” The proliferation of systems like this seems inevitable in an authoritarian state that values security over privacy.

China’s social credit system: Myths and realities

In some parts of China, Santa-type lists of “who’s been naughty and who’s been nice” are being used by the government to control behavior in their widely publicized “Social Credit System.” 

If you’ve been naughty – which could mean anything from committing a crime all the way down to jaywalking – you may be banned from

  • Getting your kids into private schools
  • Getting a good job
  • Staying at luxury hotels

According to Business Insider, nine million people with low scores have been blocked from buying airline tickets for domestic flights.

When you cross certain intersections in Beijing, the combination of advanced facial recognition technology and CCTV cameras everywhere enable a computerized shaming system to project your face and ID number on a giant billboard.  And when friends call you on the phone, the first thing they hear will be a siren and a recorded message such as “Warning, this person is on the blacklist.  Be careful and urge them to repay their debts.”  Even bad dog owners can be punished.  If BaoBei’s loud barking keeps your neighbors awake at night, she could be taken away. 

Monitors display a video showing facial recognition software in use at the headquarters of the artificial intelligence company Megvii, in Beijing, May 10, 2018. Beijing is putting billions of dollars behind facial recognition and other technologies to track and control its citizens. (Gilles Sabrié/The New York Times)

But if you’ve been nice – which could mean anything from serving in an important Party position to just getting to work on time every day — you may be able to:

  • Get more matches on dating websites
  • Get a discount on your heating bill
  • Rent an apartment without a deposit
  • Get a better interest rate at banks
  • Buy tickets for China’s high speed trains
  • Skip hospital waiting rooms
  • And much more

Add it all up, and you have what Vice President Mike Pence described as an “Orwellian system premised on controlling virtually every facet of human life.” 

Oh wait.  That’s the myth.

In fairness, the myth can be traced to a 2014 official government document which described a 2020 deadline for assigning a single “social credit” score to every one of China’s 1.3 billion citizens, and using these scores to shape behavior.  The goal of this system was to “allow the trustworthy to roam everywhere under heaven, while making it hard for the discredited to take a single step.”

This goal has proven elusive.  Last July, an article in Wired magazine, described the current reality:  “The [social credit] system as it exists today is [just]… a patchwork of regional pilots and experimental projects, with few indications about what could be implemented at a national scale.”  As Chinese scholar Xin Dai summed up the current state of the art, “You have this really massive but also chaotic scene of different people trying to put together different types of programs.”

Every example mentioned above has been implemented somewhere in China, and many related systems are still being built and tested.  But as Time magazine summed it up:  “It’s difficult to generalize about all of them, since they can vary widely.”

So it is clear that the idea that a comprehensive Orwellian nationwide system being completed soon is a myth  The reality is that there is no chance that it will be completed by this year’s original deadline.  In fact, it may never be completed.

Nevertheless, although the components of the system are neither complete nor nationwide, some examples still sound quite frightening to my Western mind. 

From my perspective, one of the most interesting things about the planned social credit system is the reaction of China’s citizens.  If just one of the examples mentioned above were planned for the US, it would be blocked by ACLU privacy lawsuits for decades, if not forever.  But many Chinese citizens don’t seem to care.  In fact, they embrace it.

A recent “survey of Chinese citizens shows 80 percent of respondents either somewhat or strongly approve of social credit systems.”  As noted in a Washington Post article, “the reality [is] that there are different cultural expectations of the government in China than in other countries. China’s governance tradition of promoting good moral behavior goes back thousands of years… [But] fraud is now so widespread that anyone who has lived in China in recent years has most likely experienced it in some form.” 

According to an excellent social credit article in Time, “In China, cash has long been king. As recently as 2011, only 1 in 3 Chinese people had a bank account. The nation’s rapid rise from collectivized penury to the world’s No. 2 economy meant it never had the chance to develop Western-style credit histories. That meant people could default on loans, or sell shoddy or counterfeit goods, with few repercussions. Society was dogged by a question: Whom can you trust?”

China’s recent history compounds the problem.  During China’s Cultural Revolution (1966-1976), nobody could trust anybody.  Mao Zedong’s campaign encouraged students to form “Red Guards” to root out the “four olds” – old customs, culture, habits, and ideas.  They did so with a vengeance.  Millions were accused of being bourgeois reactionary rightists, had their property seized, and were harassed, tortured, and in some cases even executed.  Student groups attacked their teachers, their parents, and each other.  

Even Party officials were not safe.  Both Deng Xiaoping (China’s leader from 1978 to 1992) and Xi Zhongxun (vice-chairman of the National People’s Congress, and father of China’s current leader Xi Jinping) were exiled to work in rural work camps.  By the time the Cultural Revolution ended, as many as 20 million people had died.

So given that fraud is widespread, and that less than 50 years ago, parents could not even trust their own children, it is easy to understand why Chinese citizens would embrace a system that helps them know who to trust. 

The Time article quoted a shopkeeper in Chongqing as saying “Chinese people don’t care about privacy. We want security. It’s still not enough cameras. We need more.”  A high school teacher added:  “Because of the Social Credit system, vehicles politely let pedestrians cross the street, and during a recent blizzard people volunteered to clear the snow to earn extra points,”

No matter how sanguine Chinese citizens are about this, there can be no doubt that technology is being used to shape citizens’ behavior.  Details of a few key examples will appear in my next five minute post on mass surveillance.

Aging leaders and the risk of accidental war

World War I started with a series of accidents and miscalculations, when world leaders  “sleepwalked into the abyss…. None of these men understood the danger they faced.  None wanted the war they got.”  (Destined for War, p. xii, based on the Pulitzer Prize winning book The Guns of August.)  And as a result of the bad choices made by a handful of national leaders, 37 million people died over the next five years.    

If World War III were fought with today’s sophisticated nuclear weapons, more than 37 million people could die within the first hour of war. And World War III could easily start in a similar way to World War I:  with a series of accidents and miscalculations, aided and abetted by the judgment of 70 and 80 year old leaders whose thinking is clouded by stress. 

When the Bulletin of Atomic Scientists updated their Doomsday Clock last January, they estimated that the planet is now just “two minutes to midnight, as close to the symbolic point of annihilation that the iconic Clock has been since 1953 at the height of the Cold War.” 

One possible flashpoint that could lead to war is in the South China Sea, where territorial disputes have increased the potential for minor confrontations to escalate into major ones.  About one third of global maritime shipping passes through the South China Sea, and China is one of several countries that claim the right to its rich resources of oil and natural gas.  Since 2014, China has been expanding its presence in the South China Sea by piling sand on top of reefs it claims hundreds of miles from its coast, and building airstrips, military structures, and port facilities on top of these newly created islands. 

In 2015, the US began conducting “freedom of navigation operations” to defend international shipping rights in the area.  This in turn has led to a number of close calls as US and Chinese ships assert their claims by “playing chicken” in the area.  For example, last April a Chinese destroyer narrowly avoided a collision with the USS Decatur, when it passed as little as 45 feet across its bow in the South China Sea.  If lives are lost in a collision like this, US and Chinese leaders in their 70s or 80s could be required to make some very quick decisions about how to react in an enormously stressful moment. 

In the Democratic presidential debate on September 12, Julian Castro was roundly booed when he tried to make a joke alluding to Joe Biden’s age and memory lapses.  The joke felt awkward and politically incorrect, but it opened the door to discussing a sensitive and important issue.  When 78 year old Bernie Sanders had a heart attack a few weeks later, even more voters began to talk openly about age.

By the time of the October 15 Democratic debate, all three leading candidates – Warren, Sanders, and Biden – were asked whether age would affect their performance.  To no one’s surprise, all three said don’t worry, I will be fine.

When Jimmy Carter was elected President in 1977 he was 52.  Now 95, he recently told a reporter:  “I hope there’s an age limit [on the Presidency]…  I don’t think that I could [have handled the challenges]… that I faced [as President] in foreign affairs… if I [had been] ‘just’ 80.”

This sensitive discussion is complicated by the fact that there are enormous individual differences in the effects of aging.  One person’s 80 is another’s 85, 75, or even 70. 

By the end of a four year term that ends in January 2025, Bernie Sanders would be 84, Joe Biden 83, Donald Trump 79, and Elizabeth Warren 76.  Three of the four would be the oldest US president to date, passing Ronald Reagan, who was a few weeks from his 78th birthday at the end of his second term in 1989. 

Reagan was diagnosed with Alzheimer’s disease in 1994.  But some believe that he was experiencing the early effects of Alzheimer’s much earlier, while still president.  Reagan’s son Ron wrote in his memoir My Father at 100 that the president “might himself have suspected that all was not as it should be. As far back as August 1986 he had been alarmed to discover, while flying over the familiar canyons north of Los Angeles, that he could no longer summon their names.”

In China, President Xi Jinping is no spring chicken either; he will be 71 in January 2025.  In the middle of a crisis, he is also likely to consult with older advisors.  In China leaders “who step down continue to possess decisive and direct influence… far more influence than in… the United States… Over the past six decades, sixty-one people have exercised authority and influence from the pinnacle of political power in the People’s Republic of China. As of 2012, these leaders had an average age of 79 years and… one-in-five Chinese leaders has lived beyond 90.”  (Arunabh Ghosh, Chapter 6 in The China Questions, p. 52-55.)

During the Cuban Missile Crisis, President John F. Kennedy was just 45 when faced with decisions that could have easily led to a nuclear war costing hundreds of millions of lives.  The Cuban Missile Crisis began when aerial reconnaissance photographs showed evidence of Soviet missile site construction in Cuba, 90 miles off the coast of Florida.  Some of Kennedy’s advisors urged an immediate and forceful military response.  General Earle Wheeler, the Army’s Chief of Staff, recommended that the US should “go ahead with a surprise air attack, [a naval] blockade, and an invasion [of Cuba].” (Listening In: The Secret White House Recordings of John F Kennedy, p. 153).  For thirteen days in October 1962, the world teetered on the edge of a global thermonuclear war when Kennedy decided to first establish a naval blockade of Cuba.  I was a teenager at the time, and can still remember the long lines at church and the widespread fear that we could all die at any moment.

Ultimately, war was averted when JFK made a secret agreement with Soviet Premier Nikita Khrushchev (aged 68) to remove US missiles from Turkey in return for removing Soviet missiles from Cuba.  Later, JFK told his brother Robert that he thought that the chances of a nuclear war during the Cuban Missile Crisis had been “between one-in-three and even.”  (Destined for War, p. xiii)  What would the odds of nuclear war have been if the negotiations were conducted between two older leaders who had just a little less energy, focus and/or impulse control? 

How much are we willing to risk even a mild cognitive impairment in our leaders, in a world in which North Korea, India, Pakistan, Israel, Russia, China, and others possess nuclear weapons.  A world in which one aging leader who is tired, stressed, or confused can make a single mistake that could literally blow up the planet.

In my opinion, we would be wise to choose leaders who will be less than 80 or maybe even 70.  But what else can be done to reduce the risks of war, accidental or otherwise?

In a recent speech in Beijing, Harvard professor Graham Allison briefly described a few of the ideas that he and others have come up with in the years since he first wrote about Thucydides’s Trap.  Allison concluded that after several years of discussing how to avoid war with experts, none of the ideas he’s heard “seem compelling to me at this point.”  That’s one of the reasons Allison’s research group is crowdsourcing ideas about how to escape Thucydides’s Trap in a contest entitled “Do You Have a Grand Strategy to Meet the China Challenge?”  

You have until November 27 to submit your ideas.  Assuming no old people accidentally blow up the planet before then.